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Charles Jeffrey Mccormick

Hilltop Securities Inc.

Chicago, IL

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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-17
  • IL RA
    APPROVED
    Since 2026-08-17

Branch Locations

1 South Wacker Suite 2290, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Inc. Dallas TX 06/2024 Present
Hilltop Securities, Inc. Dallas TX 06/2023 08/2023
Kompass Kapital Overland Park KS 06/2022 08/2022
Broski Fence Kansas City MO 01/2023 05/2024
Primary And Secondary Education Overland Park KS 08/2008 05/2024
Hilltop Securities Asset Management Dallas TX 06/2024 07/2026
  • 06/2024 → Present
    Hilltop Securities Inc.
    Dallas, TX
  • 06/2023 → 08/2023
    Hilltop Securities, Inc.
    Dallas, TX
  • 06/2022 → 08/2022
    Kompass Kapital
    Overland Park, KS
  • 01/2023 → 05/2024
    Broski Fence
    Kansas City, MO
  • 08/2008 → 05/2024
    Primary And Secondary Education
    Overland Park, KS
  • 06/2024 → 07/2026
    Hilltop Securities Asset Management
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-22
S63 Uniform Securities Agent State Law Examination 2025-01-13
  • S66 Uniform Combined State Law Examination
    2025-03-22
  • S63 Uniform Securities Agent State Law Examination
    2025-01-13
Other Names
  • Charles Jeffery Mccormick
  • Charlie Mccormick
  • Charles Mccormick

View on SEC IAPD

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