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Current Employers
Robinhood Asset Management

85 Willow Road, Menlo Park, CA 94025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-09
CO RA APPROVED 2025-04-09
  • CA RA
    APPROVED
    Since 2025-04-09
  • CO RA
    APPROVED
    Since 2025-04-09

Branch Locations

Denver, CO • United States

85 Willow Road, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Service Inc Fort Worth TX 04/2023 08/2023
U.S Army Multiple Instalations CO 11/2015 07/2022
Charter Communications Denver CO 07/2022 08/2022
Bowhead Colorado Springs CO 10/2022 03/2023
First Command Brokerage Services, Inc Fort Worth TX 08/2023 02/2024
First Command Advisory Services , Inc Fort Worth TX 08/2023 02/2024
First Command Insurance Services , Inc. Fort Worth TX 08/2023 02/2024
Pruco Securities Llc Englewood CO 02/2024 11/2024
The Prudential Insurance Company Of America Englewood CO 02/2024 12/2024
Lpl Enterprise, Llc Englewood CO 11/2024 12/2024
Robinhood Markets, Inc. Menlo Park CA 12/2024 Present
Robinhood Asset Management, Llc Menlo Park CA 04/2025 Present
  • 04/2023 → 08/2023
    First Command Brokerage Service Inc
    Fort Worth, TX
  • 11/2015 → 07/2022
    U.S Army
    Multiple Instalations, CO
  • 07/2022 → 08/2022
    Charter Communications
    Denver, CO
  • 10/2022 → 03/2023
    Bowhead
    Colorado Springs, CO
  • 08/2023 → 02/2024
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 08/2023 → 02/2024
    First Command Advisory Services , Inc
    Fort Worth, TX
  • 08/2023 → 02/2024
    First Command Insurance Services , Inc.
    Fort Worth, TX
  • 02/2024 → 11/2024
    Englewood, CO
  • 02/2024 → 12/2024
    The Prudential Insurance Company Of America
    Englewood, CO
  • 11/2024 → 12/2024
    Englewood, CO
  • 12/2024 → Present
    Robinhood Markets, Inc.
    Menlo Park, CA
  • 04/2025 → Present
    Robinhood Asset Management, Llc
    Menlo Park, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-31
  • S66 Uniform Combined State Law Examination
    2023-07-31
Other Names
  • Derek James Froman
  • Derek Froman

View on SEC IAPD

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