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Su Pyai Sone Naing

Ameriprise Financial Services, LLC

Seattle, WA

Bellevue, WA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-07-24
  • WA RA
    APPROVED
    Since 2026-07-24

Branch Locations

Seattle, WA • United States

301 116Th Ave Se Ste 500, Bellevue, WA 98005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. New York NY 03/2023 05/2026
Mango Media Group Yangon 01/2021 04/2021
Alibaba Group Yangon 10/2020 12/2020
Unemployed New York NY 05/2022 02/2023
Unemployed Yangon 05/2021 08/2021
Pace University New York NY 09/2021 04/2023
Unemployed Yangon 05/2020 09/2023
Balance Carpet Myanmar Yangon 06/2020 09/2023
Pace University New York NY 09/2018 09/2020
Value Life Interior Design & Company Yangon 05/2018 08/2018
Pace University New York NY 09/2017 04/2018
Unemployed Yangon 04/2017 08/2017
Yangon International School Yangon 09/2015 04/2017
Ameriprise Financial Services, Llc Bellevue WA 07/2026 Present
  • 03/2023 → 05/2026
    Oppenheimer & Co. Inc.
    New York, NY
  • 01/2021 → 04/2021
    Mango Media Group
    Yangon
  • 10/2020 → 12/2020
    Alibaba Group
    Yangon
  • 05/2022 → 02/2023
    Unemployed
    New York, NY
  • 05/2021 → 08/2021
    Unemployed
    Yangon
  • 09/2021 → 04/2023
    Pace University
    New York, NY
  • 05/2020 → 09/2023
    Unemployed
    Yangon
  • 06/2020 → 09/2023
    Balance Carpet Myanmar
    Yangon
  • 09/2018 → 09/2020
    Pace University
    New York, NY
  • 05/2018 → 08/2018
    Value Life Interior Design & Company
    Yangon
  • 09/2017 → 04/2018
    Pace University
    New York, NY
  • 04/2017 → 08/2017
    Unemployed
    Yangon
  • 09/2015 → 04/2017
    Yangon International School
    Yangon
  • 07/2026 → Present
    Ameriprise Financial Services, Llc
    Bellevue, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-24
  • S66 Uniform Combined State Law Examination
    2025-01-24
Other Names
  • Emerald Naing
  • Su Pyai Sone Naing

View on SEC IAPD

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