Amber Yamamoto

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-01-05
NV	RA	APPROVED	2023-09-05

TX RA
APPROVED

Since 2024-01-05
NV RA
APPROVED

Since 2023-09-05

Branch Locations

Mineola, TX • United States

3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial	Las Vegas	NV	03/2023	03/2023
Unemployed	Henderson	NV	12/2018	03/2023
Meadows Bank	Las Vegas	NV	02/2018	12/2018
Unemployed	Henderson	NV	07/2015	02/2018
Ameriprise Financial Services, Llc	Henderson	NV	03/2020	03/2020
Ameriprise Financial Services, Llc.	Henderson	NV	03/2023	Present

03/2023 → 03/2023

Ameriprise Financial

Las Vegas, NV
12/2018 → 03/2023

Unemployed

Henderson, NV
02/2018 → 12/2018

Meadows Bank

Las Vegas, NV
07/2015 → 02/2018

Unemployed

Henderson, NV
03/2020 → 03/2020

Ameriprise Financial Services, Llc

Henderson, NV
03/2023 → Present

Ameriprise Financial Services, Llc.

Henderson, NV

Other Businesses

Outside Employment; Geaux Sooners, LLC DBA Luminate; Client Service to include transaction execution, administrative tasks and financial planning casework.; Manage advisory business; 1601 Elm Street, Suite 4350, Dallas, TX, 75201; Investment-Related; 01/07/2026; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-07-31

S66 Uniform Combined State Law Examination

2023-07-31

Other Names

Amber Marie Smoyer
Amber Marie Maressa
Amber Yamamoto
Amber Marie Yamamoto

View on SEC IAPD