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Lia B Ribeiro

Td Private Client Wealth LLC

Melville, NY

Queens, NY

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-05-05
NY RA APPROVED 2023-05-04
  • NJ RA
    APPROVED
    Since 2023-05-05
  • NY RA
    APPROVED
    Since 2023-05-04

Branch Locations

324 So. Service Road, Melville, NY 11747 • United States

108-36/50 Queens Blvd, Queens, NY 11375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank S Richmond Hill NY 11/2015 03/2023
Td Bank N.A. Rego Park NY 03/2023 Present
Td Private Client Wealth Llc Rego Park NY 03/2023 Present
  • 11/2015 → 03/2023
    Td Bank
    S Richmond Hill, NY
  • 03/2023 → Present
    Td Bank N.A.
    Rego Park, NY
  • 03/2023 → Present
    Td Private Client Wealth Llc
    Rego Park, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-09-28
S65 Uniform Investment Adviser Law Examination 2023-05-04
  • S63 Uniform Securities Agent State Law Examination
    2025-09-28
  • S65 Uniform Investment Adviser Law Examination
    2023-05-04
Other Names
  • Lia B Fernandes
  • Lia Ribeiro

View on SEC IAPD

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