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Yun-Jae Hwang

Northern Trust Investments, Incorporated

Chicago, IL

Chicago, IL

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Current Employers
Northern Trust Investments, Incorporated

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-10-24
  • IL RA
    APPROVED
    Since 2024-10-24

Branch Locations

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

181 W. Madison Mb-22, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 02/2023 10/2024
Johnson & Johnson Chicago IL 12/2021 01/2023
Spectrum Health Grand Rapids MI 03/2020 06/2020
Scribe America Lansing MI 09/2017 02/2020
Helix Scribe Solutions Grand Rapids MI 10/2019 04/2020
Unemployed East Lansing MI 09/2013 08/2017
Unemployed Grand Rapids MI 07/2020 11/2021
Northern Trust Bank Chicago IL 10/2024 Present
Northern Trust Securities, Inc. Chicago IL 10/2024 Present
  • 02/2023 → 10/2024
    J.P. Morgan Securities Llc
    Chicago, IL
  • 12/2021 → 01/2023
    Johnson & Johnson
    Chicago, IL
  • 03/2020 → 06/2020
    Spectrum Health
    Grand Rapids, MI
  • 09/2017 → 02/2020
    Scribe America
    Lansing, MI
  • 10/2019 → 04/2020
    Helix Scribe Solutions
    Grand Rapids, MI
  • 09/2013 → 08/2017
    Unemployed
    East Lansing, MI
  • 07/2020 → 11/2021
    Unemployed
    Grand Rapids, MI
  • 10/2024 → Present
    Northern Trust Bank
    Chicago, IL
  • 10/2024 → Present
    Northern Trust Securities, Inc.
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-08
S63 Uniform Securities Agent State Law Examination 2023-05-10
  • S65 Uniform Investment Adviser Law Examination
    2024-04-08
  • S63 Uniform Securities Agent State Law Examination
    2023-05-10

View on SEC IAPD

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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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