Lorena Ruelas

Current Employers

Employment History

• 01/2018 → 04/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Modesto, CA
• 08/2013 → 05/2018
  Csu Stanislaus
  Turlock, CA
• 01/2016 → 08/2018
  Student Success Center/Cari Rumayor
  Turlock, CA
• 06/2016 → 04/2017
  Target
  Atwater, CA
• 08/2018 → 04/2024
  Bank Of America, N.A.
  Modesto, CA
• 05/2024 → Present
  Kestra Investment Services, Llc
  San Diego, CA
• 05/2024 → Present
  Kestra Advisory Services, Llc
  San Diego, CA

Previous Registrations

• 2018-11-27 → 2024-01-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Modesto, CA
  New York, NY
  Modesto, CA
  Modesto, CA
  San Francisco, CA
  Modesto, CA

Other Businesses

Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: NA NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: NA Business Name: MODERN WEALTH COLLECTIVE POSITION: Client experience and operations associate NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 04/29/2024 ADDRESS: 7220 Trade St Ste 115,, San Diego CA 92121, United States DESCRIPTION: Act as liaison between Lead Advisor and clients while following FINRA guidelines as a registered operations associate. Aid Lead Advisor in entering trades instructed by clients or Advisor. Aid Lead Advisor in preparing client illustrations, graphs, charts, reports, etc. for appointments with clients. Prepare and complete client paperwork via Docusign and follow up tasks to support Lead Advisor. Spend time with clients on the phone, via virtual visits and in person to ensure client service level needs. Set client financial review meetings based on client service level agreement and prepare follow up meetings based on needs. Maintain Lead Advisor's calendar, our client servicing platform, RedTail CRM, eMoney, current and future tasks and follow up processes. Maintain Compliance guidelines, client communication notes in RedTail while following standards in a timely manner. Work with Lead Advisor through weekly meetings to help maintain Advisors Business Plan process, tasks, and client communication expectations and follow up processes.

Exams

• S66 Uniform Combined State Law Examination
  2018-11-24