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Current Employers
Piper Sandler & Co.

350 North 5Th Street Suite 1000, Minneapolis, MN 55401 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-29
  • NY RA
    APPROVED
    Since 2024-10-29

Branch Locations

New York, NY • United States

1251 Avenue Of The Americas, 6Th Floor, New York, NY 10020 • United States

350 North 5Th Street Main Office, Minneapolis, MN 55401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 08/2020 06/2022
Full-Time Education Milwaukee WI 08/2019 08/2020
Citigroup New York NY 06/2019 08/2019
Full-Time Education Milwaukee WI 08/2018 06/2019
Northwestern Mutual Milwaukee WI 05/2018 08/2018
Full-Time Education Milwaukee WI 08/2017 05/2018
City Of Neenah Neenah WI 05/2017 08/2017
Full-Time Education Milwaukee WI 08/2016 05/2017
City Of Neenah Neenah WI 05/2016 08/2016
Festival Foods Neenah WI 08/2015 08/2016
Full-Time Education Neenah WI 07/2009 06/2016
Piper Sandler & Co. New York NY 10/2024 Present
Citigroup New York NY 06/2022 10/2024
  • 08/2020 → 06/2022
    Citigroup
    New York, NY
  • 08/2019 → 08/2020
    Full-Time Education
    Milwaukee, WI
  • 06/2019 → 08/2019
    Citigroup
    New York, NY
  • 08/2018 → 06/2019
    Full-Time Education
    Milwaukee, WI
  • 05/2018 → 08/2018
    Northwestern Mutual
    Milwaukee, WI
  • 08/2017 → 05/2018
    Full-Time Education
    Milwaukee, WI
  • 05/2017 → 08/2017
    City Of Neenah
    Neenah, WI
  • 08/2016 → 05/2017
    Full-Time Education
    Milwaukee, WI
  • 05/2016 → 08/2016
    City Of Neenah
    Neenah, WI
  • 08/2015 → 08/2016
    Festival Foods
    Neenah, WI
  • 07/2009 → 06/2016
    Full-Time Education
    Neenah, WI
  • 10/2024 → Present
    New York, NY
  • 06/2022 → 10/2024
    Citigroup
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-20
  • S66 Uniform Combined State Law Examination
    2020-11-20
Other Names
  • Derek William Gross
  • Derek Gross

View on SEC IAPD

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