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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-09-14
CA RA APPROVED 2021-09-11
  • AZ RA
    APPROVED
    Since 2021-09-14
  • CA RA
    APPROVED
    Since 2021-09-11

Branch Locations

8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States

2112 S Ellsworth Rd, Mesa, AZ 85209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mesa AZ 08/2016 11/2016
Wells Fargo Bank, Na Mesa AZ 12/2013 Present
Wells Fargo Clearing Services, Llc Mesa AZ 04/2018 Present
Other Businesses

TBD LLC, INV RELATED, SAN TAN VALLEY, AZ, 100% OWNERSHIP, START 6/9/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, TO FUND PRIVATE INVESTMENTS IN REAL ESTATE. THE PARKING MANAGEMENT COMPANY; NOT INV RELATED; PHOENIX,AZ; VALET SERVICE ; VALET; START DATE: 01/05/2026; 20 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-10
S63 Uniform Securities Agent State Law Examination 2019-02-04
  • S66 Uniform Combined State Law Examination
    2021-09-10
  • S63 Uniform Securities Agent State Law Examination
    2019-02-04
Other Names
  • Juan Gonzalez
  • Juan Jesus Gonzalez
  • Juan Jesus Gonzalez
  • Jesse Gonzalez

View on SEC IAPD

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