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231 S. Lasalle Street 21St Floor, Chicago, IL 60604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-11-30 |
Branch Locations
231 S. Lasalle Street 21St Floor, Chicago, IL 60604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Flemington | NJ | 11/2017 | 03/2018 |
| Virginia Tech | Blacksburg | NJ | 08/2013 | 07/2017 |
| Unemployed | N/A | NJ | 07/2017 | 11/2017 |
| Toth Financial Advisory Corp. | Leesburg | VA | 05/2018 | 12/2020 |
| Unemployed | Ringoes | NJ | 01/2021 | 02/2022 |
| Acadian Asset Management | Boston | MA | 03/2022 | 08/2022 |
| Northern Trust Company | Chicago | IL | 10/2022 | 05/2023 |
| 103 Advisory Group, Llc | Chicago | IL | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-30 |
| S66 | Uniform Combined State Law Examination | 2018-03-02 |
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