Richard Rodger Rodd

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2023-06-08
TX	RA	APPROVED_RES	2023-06-06

GA RA
APPROVED

Since 2023-06-08
TX RA
APPROVED_RES

Since 2023-06-06

Branch Locations

Cumming, GA • United States

3 Edison Drive, Alpharetta, GA 30005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	09/2017	05/2023
F And G Agency Llc	Cranbury	NJ	04/2013	09/2017
Bank Of America, N.A.	Pennington	NJ	10/2017	05/2023
Morgan Stanley	Alpharetta	GA	05/2023	Present

09/2017 → 05/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
04/2013 → 09/2017

F And G Agency Llc

Cranbury, NJ
10/2017 → 05/2023

Bank Of America, N.A.

Pennington, NJ
05/2023 → Present

Morgan Stanley

Alpharetta, GA

Previous Registrations

2017-12-13 → 2023-05-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Pennington, NJ

Alpharetta, GA

Jacksonville, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-12-11

S66 Uniform Combined State Law Examination

2017-12-11

Other Names

Richard Rodd
Richard Rodger Rodd

View on SEC IAPD