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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-09 |
Branch Locations
2815 Townsgate Rd, Westlake Village, CA 91361 • United States
607 W 3Rd St, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Michael Group | Hurst | TX | 01/2017 | 12/2019 |
| Move West Inc. | El Paso | TX | 05/2015 | 06/2016 |
| University Of Texas At Arlington | Arlington | TX | 08/2016 | 12/2016 |
| Td Ameritrade | Fort Worth | TX | 06/2017 | 06/2019 |
| Valic Financial Advisors, Inc. | Houston | TX | 08/2019 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 03/2020 | Present |
| Costco | Southlake | TX | 02/2017 | 06/2017 |
| Bank Of America, N.A. | Austin | TX | 04/2020 | Present |
For profit or not for profit: for profitName of outside business organization: S S ArtInvestment related: NoPosition, title, association: ownerStart date of relationship: 2/1/2020Number of hours devoted: 40 a monthNumber of hours devoted during trading hours: noDuties: Artist. I make art sell it every once in a while. I*137224For profit or not for profit: For-Profit OrganizationName of outside business organization: S S TrainingInvestment related: Address of business: Austin, Texas 78751Nature of business: OtherCompensation for Activity: Position, title, association: Owner, Start date of relationship: 4/9/2021Number of hours devoted: 20 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I provide workout plans to people that reach out to me. I*433824, Entity Type: Entity For Profit, Name of OBA: S S, Address: Austin, Texas, 78745, Investment Related: N, Position, Title, Association: ["Committee","Other"], Employee State Date: 02/12/2020, No Hours: 24 Monthly, No Hours during Trading: 0 Monthly, Duties: I create paintings, sell them, along with periodic gallery showings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-18 |
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