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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-14 |
| WA | RA | APPROVED | 2023-12-14 |
Branch Locations
205 108Th Ave Ne 6Th Fl, Bellevue, WA 98004 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Princeton | NJ | 04/2017 | 06/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Princeton | NJ | 04/2017 | 06/2020 |
| Unemployed | Princeton | NJ | 10/2015 | 04/2017 |
| Morgan Stanley Smith Barney Llc | Kirkland | WA | 06/2020 | 11/2023 |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2020 | 11/2023 |
| Wells Fargo Clearing Services | Bellevue | WA | 11/2023 | Present |
| Wells Fargo Bank | Bellevue | WA | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-05 |
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