David Christopher Hartke

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2017-09-05

OH RA
APPROVED

Since 2017-09-05

Branch Locations

Cincinnati, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Meggitt Polymers And Composite	Cincinnati	OH	10/2008	07/2017
Axa Advisors,Llc	New York	NY	06/2017	06/2020
Equitable Advisors, Llc	New York	NY	06/2017	Present

10/2008 → 07/2017

Meggitt Polymers And Composite

Cincinnati, OH
06/2017 → 06/2020

Axa Advisors,Llc

New York, NY
06/2017 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

Employee/Registered Sales Assistant, Triplecrown Wealth Management LLC, Cincinnati OH 45209, since 9/2023, 120 hrs/month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-25

S66 Uniform Combined State Law Examination

2017-08-25

Other Names

David Christopher Hartke
David C Hartke

View on SEC IAPD