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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-02 |
Branch Locations
280 Main St, Point Arena, CA 95468 • United States
16095 Main St, Lower Lake, CA 95457 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Lakeport | CA | 07/2016 | 05/2021 |
| Jp Morgan Securities Llc | Lakeport | CA | 07/2016 | 05/2021 |
| Unemployed | Clearlake | CA | 06/2021 | 02/2023 |
| Cuso Financial Services, Lp | San Diego | CA | 03/2023 | 09/2024 |
| Redwood Credit Union | Ukiah | CA | 03/2023 | Present |
| Lpl Financial Llc | Lower Lake | CA | 09/2024 | Present |
1 - 08/16/2024 - Redwood Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-27 |
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