Christopher Phillips Underwood

Current Employers

Retirement And Wealth At Alliant, Llc

565 E. Swedesford Road Suite 100, Wayne, PA 19087 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-08-31

IL RA
APPROVED

Since 2026-08-31

Branch Locations

Chicago, IL • United States

1 Cate Street Unit 4A, Portsmouth, NH 03801 • United States

565 E. Swedesford Road Suite 100, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ausdal Financial Partners, Inc	Davenport	IA	11/2016	04/2017
Retirement Solutions Group	Chicago	IL	07/2015	Present
Lpl Financial, Llc	Chicago	IL	04/2017	07/2026
Global Retirement Partners	Chicago	IL	04/2017	07/2026
Retirement And Wealth At Alliant	Wayne	PA	07/2026	Present

11/2016 → 04/2017

Ausdal Financial Partners, Inc

Davenport, IA
07/2015 → Present

Retirement Solutions Group

Chicago, IL
04/2017 → 07/2026

Lpl Financial, Llc

Chicago, IL
04/2017 → 07/2026

Global Retirement Partners

Chicago, IL
07/2026 → Present

Retirement And Wealth At Alliant

Wayne, PA

Previous Registrations

2017-12-11 → 2026-07-08

Global Retirement Partners Llc

Portsmouth, NH

Chicago, IL

San Rafael, CA

Other Businesses

1. 04/13/2017 - RETIREMENT SOLUTION GROUP, LLC/ THIRD PARTY ADMINISTRATOR (TPA)/ 100%/ CHICAGO, IL. 2. 07/01/2026 / Alliant Insurance Services /Not Investment related / Insurance Sales / Acct Executive / 0.5 hours / Overall company activities as Alliant is the owner of Retirement and Wealth at Alliant.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-12-11
S63	Uniform Securities Agent State Law Examination	2017-03-20

S65 Uniform Investment Adviser Law Examination

2017-12-11
S63 Uniform Securities Agent State Law Examination

2017-03-20

View on SEC IAPD