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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
5101 Levis Commons Blvd, Perrysburg, OH 43551-7146 • United States
Vermilion, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ryan Muffler Center Inc | Florence | KY | 05/2001 | 07/2016 |
| Waddell & Reed, Inc. | Cincinnati | OH | 08/2016 | 10/2017 |
| U.S. Bancorp Investments, Inc. | Cincinnati | OH | 10/2017 | 05/2020 |
| U.S. Bank | Cincinnati | OH | 10/2017 | 05/2020 |
| Fidelity Investments | Covington | KY | 05/2020 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-09 |
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