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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2017-09-06
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2017-09-06

Branch Locations

1000 Harbor Blvd 3Rd Floor, Weehawken, NJ 07086 • United States

Wyckoff, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Weehawken NJ 06/2016 08/2016
Boston College Chestnut Hill MA 09/2013 05/2017
Ubs Financial Services Weehawken NJ 08/2017 Present
  • 06/2016 → 08/2016
    Weehawken, NJ
  • 09/2013 → 05/2017
    Boston College
    Chestnut Hill, MA
  • 08/2017 → Present
    Ubs Financial Services
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-05
  • S66 Uniform Combined State Law Examination
    2017-09-05
Other Names
  • Daniel Menendez

View on SEC IAPD

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