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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-08-19 |
Branch Locations
304 Inverness Way S Ste 165, Englewood, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Advisors | Englewood | CO | 03/2023 | 04/2026 |
| Kindercare | Castle Rock | CO | 08/2022 | 04/2026 |
| Pruco Securities Llc | Castle Rock | CO | 03/2023 | 04/2026 |
| Mwa Finanical Services Inc | Colorado Springs | CO | 02/2016 | 03/2023 |
| Modern Woodmen Of America | Littleton | CO | 03/2015 | 03/2023 |
| Lpl Entrerprise Llc | Castle Rock | CO | 11/2024 | 04/2026 |
| Glen Babcock | Englewood | CO | 05/2026 | Present |
| Northwestern Mutual Investment Services Llc | Englewood | CO | 06/2026 | Present |
1. Spinnaker Run 1 LLC, Not Investment-related, 3448 Fantasy Pl, Castle Rock, CO, USA, 0% Owner, Start Date: 04/08/2021, 0 hrs per week, 0 trading hrs per week, Rental Property Owner, Duties: Manage rental property and coordinate repairs and communicate with HOA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-27 |
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