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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-16 |
| AZ | RA | APPROVED | 2024-04-16 |
Branch Locations
2302 N Central Ave Suite 12, Phoenix, AZ 85004-1332 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2018 | 02/2019 |
| Intuitive Surgical Inc | Sunnyvale | CA | 03/2016 | 09/2018 |
| Rod Hardy Enterprises, Llc | Los Angeles | CA | 11/2017 | 02/2024 |
| The Vanguard Group Inc | Scottsdale | AZ | 09/2019 | 03/2020 |
| Edward Jones | St Louis | MO | 02/2024 | Present |
| Unemployed | Chandler | AZ | 02/2019 | 09/2019 |
| Acell | Columbia | MD | 03/2020 | 02/2021 |
| Innocoll Biotherapeutics | Princeton | NJ | 05/2021 | 09/2022 |
Rod Hardy Enterprises, LLC Type of business: Consulting Los Angeles, CA Start date: 11/6/2017 Owner Hours per week: 2 Hours during trading: 0 Music consulting, marketing strategy, music production and A&R
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-18 |
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