Best Investors Account Sign in

Daniel Charles O'COnnell

Capital Client Group, Inc.

Los Angeles, CA

Simi Valley, CA

Claim This Profile
Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-01
  • CA RA
    APPROVED
    Since 2023-06-01

Branch Locations

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Simi Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Simi Valley CA 07/2020 01/2021
Ameriprise Financial Calabasas CA 08/2019 07/2020
Jp Morgan Tarzana CA 08/2018 03/2019
Unemployed Porter Ranch CA 03/2019 08/2019
Morgan Stanley Woodland Hills CA 08/2015 08/2018
Beer Financial Group - Northwestern Mutual Woodland Hills CA 01/2021 11/2022
Capital Group - American Funds Distributors, Inc. Los Angeles CA 11/2022 Present
  • 07/2020 → 01/2021
    Unemployed
    Simi Valley, CA
  • 08/2019 → 07/2020
    Ameriprise Financial
    Calabasas, CA
  • 08/2018 → 03/2019
    Jp Morgan
    Tarzana, CA
  • 03/2019 → 08/2019
    Unemployed
    Porter Ranch, CA
  • 08/2015 → 08/2018
    Morgan Stanley
    Woodland Hills, CA
  • 01/2021 → 11/2022
    Beer Financial Group - Northwestern Mutual
    Woodland Hills, CA
  • 11/2022 → Present
    Capital Group - American Funds Distributors, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-05
  • S66 Uniform Combined State Law Examination
    2015-11-05
Other Names
  • Dan Charles O'COnnell
  • Daniel O'COnnell
  • Danny O'COnnell
  • Dan O'COnnell
  • Danny Charles O'COnnell

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor