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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Seurities Inc Houston TX 09/2015 03/2017
Massachusetts Mutual Life Insurance Company Houston TX 07/2016 04/2021
Mml Investors Services, Llc Houston TX 03/2017 04/2021
Cetera Advisors Llc St Cloud MN 04/2021 02/2022
Totus Wealth Management, Llc The Woodlands TX 04/2021 02/2022
Totus Financial Group, Inc The Woodlands TX 04/2021 02/2022
Texas Gulf Coast Financial Group Llc The Woodlands TX 04/2021 02/2022
Cetera Advisors Llc Greenwood Village CO 02/2022 Present
Cetera Investment Services Llc St Cloud MN 02/2022 Present
Cetera Financial Specialists Llc Schaumberg IL 02/2022 Present
First Allied Securities Inc San Diego CA 02/2022 09/2022
Cetera Wealth Services, Llc El Segundo CA 02/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2015 → 03/2017
    Metlife Seurities Inc
    Houston, TX
  • 07/2016 → 04/2021
    Massachusetts Mutual Life Insurance Company
    Houston, TX
  • 03/2017 → 04/2021
    Houston, TX
  • 04/2021 → 02/2022
    Cetera Advisors Llc
    St Cloud, MN
  • 04/2021 → 02/2022
    Totus Wealth Management, Llc
    The Woodlands, TX
  • 04/2021 → 02/2022
    Totus Financial Group, Inc
    The Woodlands, TX
  • 04/2021 → 02/2022
    Texas Gulf Coast Financial Group Llc
    The Woodlands, TX
  • 02/2022 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 02/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 02/2022 → Present
    Cetera Financial Specialists Llc
    Schaumberg, IL
  • 02/2022 → 09/2022
    First Allied Securities Inc
    San Diego, CA
  • 02/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INV REL: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP: AGENT START DATE: 3/2022 APX # OF HRS PER WK: .5 APX # OF HRS DUR TRAD HRS: MINIMAL DUTIES: SALES OF LIFE, DISABILITY, FIXED ANNUITIES, AND LONG TERM-CARE; 2. NAME OF OTHER BUSINESS: MASONIC LODGE - MEMORIAL LODGE 1298 INV REL: NO ADDRESS: 10510 HARWIN DRIVE, HOUSTON, TX 77036 NATURE OF BUSINESS: FRATERNAL ORGANIZATION START DATE: 7/2021 POSITION/TITLE/RELATIONSHIP: SENIOR WARDEN (1ST VICE PRESIDENT) APX # OF HRS PER WK: 1 APX # OF HRS DUR TRAD HRS: MINIMAL DUTIES: I AM SENIOR WARDEN /1ST VICE PRESIDENT OF MEMORIAL LODGE 1298, WHICH IS A BOARD MEMBER OF A FRATERNAL ORGANIZATION. I HELP OVERSEE THE OPERATIONS OF A MASONIC LODGE, THIS DOES NOT INCLUDE CHECK-WRITING ABILITY; 3. NAME OF OTHER BUSINESS: ARABIA ALCHEMISTS - ARABIA SHRINE TEMPLE INV REL: NO ADDRESS: 10510 HARWIN DRIVE, HOUSTON, TX 77036 NATURE OF BUSINESS: FRATERNAL ORGANIZATION START DATE: 1/2021 POSITION/TITLE/RELATIONSHIP: SECRETARY APX # OF HRS PER WK: 1 APX # OF HRS DUR TRAD HRS: MINIMAL DUTIES: I AM THE SECRETARY FOR THE ARABIA ALCHEMISTS. IT IS A UNIT OF THE ARABIA SHRINE TEMPLE THAT FOCUSES ON HOME BREWING. MY JOB IS TO MAKE A CORRECT RECORD OF ALL THINGS PROPER TO BE WRITTEN AND SEND OUT COMMUNICATIONS TO THE MEMBERS. NO CHECK WRITING ABILITY; 4. NAME OF OTHER BUSINESS: MASONIC LODGE - GRAND LODGE OF TEXAS INV REL: NO ADDRESS: HOUSTON, TX NATURE OF BUSINESS: FRATERNAL ORGANIZATION START DATE: 1/2022 POSITION/TITLE/RELATIONSHIP: OFFICER OF THE GRAND LODGE - DISTRICT DEPUTY GRAND MASTER APX # OF HRS PER WK: 1-3 APX # OF HRS DUR TRAD HRS: 1-3 DUTIES: MY JOB IS TO OVERSEE THE TEN LODGES IN MY DISTRICT, MEDIATE ANY CONFLICT, SUPPORT LODGE ACTIVITIES, REPRESENT THE GRAND MASTER IN HIS ABSENCE, AND BE A GO BETWEEN THE LOCAL LODGE AND THE STATE GOVERNING BODY, "THE MOST WORSHIPFULGRAND LODGE OF TEXAS, ANCIENT FREE AND ACCEPTED MASONS" NO CHECK-WRITING ABILITY; 5. NAME OF OTHER BUSINESS: TEXAS SHRINE HOMEBREWERS ASSOCIATION, INV REL: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: COMMUNICATIONS, START DATE: 06/2023 POSITION/TITLE/RELATIONSHIP: STATE SECRETARY, LESS THAN ONE HR PER WK, DUTIES: COMMUNICATE WITH SHRINER BREWERS UNITS ACROSS TEXAS AND INDIVIDUALS; 6. NAME OF OTHER BUSINESS: SENIOR WARDEN, RUTHVEN COMMANDERY #2; INV REL: NO; ADDRESS: 680 W SAM HOUSTON PKWY S UNIT 1703 HOUSTON, TX 77042; NATURE OF BUSINESS: FRATERNAL ORGANIZATION; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: ELECTED SENIOR WARDEN; APX # OF HRS PER WK: 1; APX # OF HRS DUR TRAD HRS:; 0 DUTIES: SENIOR WARDEN FOR 1 YEAR TERM JUNIOR OFFICER; 7. NAME OF OTHER BUSINESS: SIR PRIOR, KNIGHTS OF ST. ANDREW, HOUSTON VALLEY; INV REL: NO; ADDRESS: 680 W SAM HOUSTON PKWY S UNIT 1703 HOUSTON, TX 77042; NATURE OF BUSINESS: FRATERNAL ORGANIZATION; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: ELECTED PRIOR; APX # OF HRS PER WK: 1; APX # OF HRS DUR TRAD HRS:; 0 DUTIES: ATTEND EXECUTIVE MEETINGS, ASSIST PRESIDENT IN ORGANIZING AND RUNNING MEETINGS, NEW MEMBER INDUCTIONS; 8. NAME OF OTHER BUSINESS: EMINENT COMMANDER, RUTHVEN COMMANDERY #2; INV REL: NO; ADDRESS: 680 W SAM HOUSTON PKWY S UNIT 1703 HOUSTON, TX 77042; NATURE OF BUSINESS: FRATERNAL ORGANIZATION; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: ELECTED EMINENT COMMANDER; APX # OF HRS PER WK: 1; APX # OF HRS DUR TRAD HRS:; 0 DUTIES: CONSIDERED PRESIDENT FOR 1 YEAR TERM; 9. NAME OF OTHER BUSINESS: VENERABLE MASTER, KNIGHTS OF ST. ANDREW, HOUSTON VALLEY; INV REL: NO; ADDRESS: 680 W SAM HOUSTON PKWY S UNIT 1703 HOUSTON, TX 77042; NATURE OF BUSINESS: FRATERNAL ORGANIZATION; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: ELECTED VENERABLE MASTER; APX # OF HRS PER WK: 1; APX # OF HRS DUR TRAD HRS:; 0 DUTIES: SENIOR OFFICER, ATTEND EXECUTIVE MEETINGS, AS PRESIDENT WILL ORGANIZING AND RUN MEETINGS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-08
  • S66 Uniform Combined State Law Examination
    2016-01-08

View on SEC IAPD

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