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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Seurities Inc | Houston | TX | 09/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Houston | TX | 07/2016 | 04/2021 |
| Mml Investors Services, Llc | Houston | TX | 03/2017 | 04/2021 |
| Cetera Advisors Llc | St Cloud | MN | 04/2021 | 02/2022 |
| Totus Wealth Management, Llc | The Woodlands | TX | 04/2021 | 02/2022 |
| Totus Financial Group, Inc | The Woodlands | TX | 04/2021 | 02/2022 |
| Texas Gulf Coast Financial Group Llc | The Woodlands | TX | 04/2021 | 02/2022 |
| Cetera Advisors Llc | Greenwood Village | CO | 02/2022 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 02/2022 | Present |
| Cetera Financial Specialists Llc | Schaumberg | IL | 02/2022 | Present |
| First Allied Securities Inc | San Diego | CA | 02/2022 | 09/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INV REL: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP: AGENT START DATE: 3/2022 APX # OF HRS PER WK: .5 APX # OF HRS DUR TRAD HRS: MINIMAL DUTIES: SALES OF LIFE, DISABILITY, FIXED ANNUITIES, AND LONG TERM-CARE; 2. NAME OF OTHER BUSINESS: MASONIC LODGE - MEMORIAL LODGE 1298 INV REL: NO ADDRESS: 10510 HARWIN DRIVE, HOUSTON, TX 77036 NATURE OF BUSINESS: FRATERNAL ORGANIZATION START DATE: 7/2021 POSITION/TITLE/RELATIONSHIP: SENIOR WARDEN (1ST VICE PRESIDENT) APX # OF HRS PER WK: 1 APX # OF HRS DUR TRAD HRS: MINIMAL DUTIES: I AM SENIOR WARDEN /1ST VICE PRESIDENT OF MEMORIAL LODGE 1298, WHICH IS A BOARD MEMBER OF A FRATERNAL ORGANIZATION. I HELP OVERSEE THE OPERATIONS OF A MASONIC LODGE, THIS DOES NOT INCLUDE CHECK-WRITING ABILITY; 3. NAME OF OTHER BUSINESS: ARABIA ALCHEMISTS - ARABIA SHRINE TEMPLE INV REL: NO ADDRESS: 10510 HARWIN DRIVE, HOUSTON, TX 77036 NATURE OF BUSINESS: FRATERNAL ORGANIZATION START DATE: 1/2021 POSITION/TITLE/RELATIONSHIP: SECRETARY APX # OF HRS PER WK: 1 APX # OF HRS DUR TRAD HRS: MINIMAL DUTIES: I AM THE SECRETARY FOR THE ARABIA ALCHEMISTS. IT IS A UNIT OF THE ARABIA SHRINE TEMPLE THAT FOCUSES ON HOME BREWING. MY JOB IS TO MAKE A CORRECT RECORD OF ALL THINGS PROPER TO BE WRITTEN AND SEND OUT COMMUNICATIONS TO THE MEMBERS. NO CHECK WRITING ABILITY; 4. NAME OF OTHER BUSINESS: MASONIC LODGE - GRAND LODGE OF TEXAS INV REL: NO ADDRESS: HOUSTON, TX NATURE OF BUSINESS: FRATERNAL ORGANIZATION START DATE: 1/2022 POSITION/TITLE/RELATIONSHIP: OFFICER OF THE GRAND LODGE - DISTRICT DEPUTY GRAND MASTER APX # OF HRS PER WK: 1-3 APX # OF HRS DUR TRAD HRS: 1-3 DUTIES: MY JOB IS TO OVERSEE THE TEN LODGES IN MY DISTRICT, MEDIATE ANY CONFLICT, SUPPORT LODGE ACTIVITIES, REPRESENT THE GRAND MASTER IN HIS ABSENCE, AND BE A GO BETWEEN THE LOCAL LODGE AND THE STATE GOVERNING BODY, "THE MOST WORSHIPFULGRAND LODGE OF TEXAS, ANCIENT FREE AND ACCEPTED MASONS" NO CHECK-WRITING ABILITY; 5. NAME OF OTHER BUSINESS: TEXAS SHRINE HOMEBREWERS ASSOCIATION, INV REL: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: COMMUNICATIONS, START DATE: 06/2023 POSITION/TITLE/RELATIONSHIP: STATE SECRETARY, LESS THAN ONE HR PER WK, DUTIES: COMMUNICATE WITH SHRINER BREWERS UNITS ACROSS TEXAS AND INDIVIDUALS; 6. NAME OF OTHER BUSINESS: SENIOR WARDEN, RUTHVEN COMMANDERY #2; INV REL: NO; ADDRESS: 680 W SAM HOUSTON PKWY S UNIT 1703 HOUSTON, TX 77042; NATURE OF BUSINESS: FRATERNAL ORGANIZATION; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: ELECTED SENIOR WARDEN; APX # OF HRS PER WK: 1; APX # OF HRS DUR TRAD HRS:; 0 DUTIES: SENIOR WARDEN FOR 1 YEAR TERM JUNIOR OFFICER; 7. NAME OF OTHER BUSINESS: SIR PRIOR, KNIGHTS OF ST. ANDREW, HOUSTON VALLEY; INV REL: NO; ADDRESS: 680 W SAM HOUSTON PKWY S UNIT 1703 HOUSTON, TX 77042; NATURE OF BUSINESS: FRATERNAL ORGANIZATION; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: ELECTED PRIOR; APX # OF HRS PER WK: 1; APX # OF HRS DUR TRAD HRS:; 0 DUTIES: ATTEND EXECUTIVE MEETINGS, ASSIST PRESIDENT IN ORGANIZING AND RUNNING MEETINGS, NEW MEMBER INDUCTIONS; 8. NAME OF OTHER BUSINESS: EMINENT COMMANDER, RUTHVEN COMMANDERY #2; INV REL: NO; ADDRESS: 680 W SAM HOUSTON PKWY S UNIT 1703 HOUSTON, TX 77042; NATURE OF BUSINESS: FRATERNAL ORGANIZATION; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: ELECTED EMINENT COMMANDER; APX # OF HRS PER WK: 1; APX # OF HRS DUR TRAD HRS:; 0 DUTIES: CONSIDERED PRESIDENT FOR 1 YEAR TERM; 9. NAME OF OTHER BUSINESS: VENERABLE MASTER, KNIGHTS OF ST. ANDREW, HOUSTON VALLEY; INV REL: NO; ADDRESS: 680 W SAM HOUSTON PKWY S UNIT 1703 HOUSTON, TX 77042; NATURE OF BUSINESS: FRATERNAL ORGANIZATION; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: ELECTED VENERABLE MASTER; APX # OF HRS PER WK: 1; APX # OF HRS DUR TRAD HRS:; 0 DUTIES: SENIOR OFFICER, ATTEND EXECUTIVE MEETINGS, AS PRESIDENT WILL ORGANIZING AND RUN MEETINGS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-08 |
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