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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-01
  • CO RA
    APPROVED
    Since 2023-06-01

Branch Locations

Denver, CO • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-05-26
  • CO RA
    APPROVED
    Since 2023-05-26

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T.ROwe Price Tampa FL 06/2015 04/2022
Raymond James & Associates, Inc Colorado Springs CO 05/2022 Present
Raymond James Financial Services, Inc. Colorado Springs CO 05/2022 Present
Raymond James Financial Services Advisors, Inc Colorado Springs CO 05/2023 Present
Https://Outsidebusinessactivity.rJf.cOm/Outside-Business-Activit Denver CO 12/2023 Present
Other Businesses

(1)Name of Business: Argus Event Staffing, LLC Address: 4001 Fox Street, Denver, CO, 80216, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 12/18/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Responsibilities would include assisting and running sporting events, shows, and or concerts at different arenas and venues around the Denver-area

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-04
S63 Uniform Securities Agent State Law Examination 2016-03-10
  • S66 Uniform Combined State Law Examination
    2023-05-04
  • S63 Uniform Securities Agent State Law Examination
    2016-03-10

View on SEC IAPD

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