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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-02-22 |
Branch Locations
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
El Monte, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Glendale | CA | 02/2015 | 11/2018 |
| Nylife Securities Llc | Glendale | CA | 04/2015 | 11/2018 |
| Td Ameritrade | Pasadena | CA | 11/2018 | 02/2022 |
| City National Bank | Los Angeles | CA | 02/2022 | Present |
| City National Securities, Llc | Los Angeles | CA | 02/2022 | Present |
(1) Name of Entity: Chia Travels, LLC, Non-investment related, Address: 11676 Killian St El Monte, CA 91732, Nature of OBA: Renting room for short term, Position/Title/Relationship: President, Start Date: 05/01/2023, Time devoted: 4 hours per month; 0 during securities trading hours, Duties: Billing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-25 |
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