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385 E Penny Road Suite 101B, Wenatchee, WA 98801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-08-27 |
| ID | RA | APPROVED | 2021-08-04 |
| OR | RA | APPROVED | 2021-08-04 |
| WA | RA | APPROVED | 2021-08-03 |
Branch Locations
385 E Penny Road Suite 101B, Wenatchee, WA 98801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Indianapolis | IN | 02/2015 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 11/2017 | 04/2019 |
| Unemployed | Tinley Park | IL | 06/2017 | 11/2017 |
| Bank Of America, N.A. | Rolling Meadows | IL | 11/2017 | 04/2019 |
| The Prudential Insurance Company Of America | Bellevue | WA | 05/2019 | Present |
| Pruco Securities Llc | Bellevue | WA | 05/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-13 |
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