Jack Bensmith Ellis

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-03-26
FL	RA	APPROVED	2015-10-08
IN	RA	APPROVED	2014-11-03

TX RA
APPROVED_RES

Since 2018-03-26
FL RA
APPROVED

Since 2015-10-08
IN RA
APPROVED

Since 2014-11-03

Branch Locations

2501 20Th Pl S, Ste 325 [A1-Rbo], Birmingham, AL 35223 • United States

91 Racetrack Rd Nw, Fort Walton Beach, FL 32547 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	South Bend	IN	10/2010	Present
Wells Fargo Advisors Llc	South Bend	IN	08/2014	11/2016
Wells Fargo Clearing Services, Llc	South Bend	IN	11/2016	Present

10/2010 → Present

Wells Fargo Bank Na

South Bend, IN
08/2014 → 11/2016

Wells Fargo Advisors Llc

South Bend, IN
11/2016 → Present

Wells Fargo Clearing Services, Llc

South Bend, IN

Other Businesses

THE 3RD JACK OF ALL TRADES, INVT RELATED, VALPARAISO, FL, 100% OWNERSHIP WITH SPOUSE, START DATE 2/14/2020, 10 HRS PER MONTH, 0 HRS DURING TRADING, MANAGER.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-11-03
S63	Uniform Securities Agent State Law Examination	2014-10-14

S65 Uniform Investment Adviser Law Examination

2014-11-03
S63 Uniform Securities Agent State Law Examination

2014-10-14

Other Names

Jack B Ellis

View on SEC IAPD