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Ninole, HI • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-10 |
| NY | RA | APPROVED | 2025-07-09 |
Branch Locations
Ballston Spa, NY • United States
Ninole, HI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Latham | NY | 09/2015 | 02/2017 |
| Ballston Spa Country Club | Ballston Spa | NY | 03/2017 | 01/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2020 | 05/2021 |
| Northwestern Mutual Investment Services Llc | Latham | NY | 02/2020 | 06/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2020 | 05/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2023 | 10/2023 |
| Northwestern Mutual Insurance Services Llc | Minneapolis | MN | 06/2023 | 10/2023 |
| Guardian Life Insurance Company | Ballston Spa | NY | 10/2023 | 07/2025 |
| Park Avenue Securities | Ballston Spa | NY | 03/2024 | 07/2025 |
| Holistic Finance Llc | Ninole | HI | 07/2025 | Present |
HOLISTIC FINANCE LLC; INV REL; INSURANCE AGENT; INS SALES AND SERVICES; NINOLE, HI; APPROX 50% OF TIME; START 07/2025.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-26 |
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