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Current Employers
Harvesting Gains Corporation

7636 Marker Rd, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-07-28
  • CA RA
    APP_PEND_IARCE
    Since 2026-07-28

Branch Locations

11622 El Camino Real Suite 100, San Diego, CA 92130 • United States

7636 Marker Rd, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gould Asset Management Llc Claremont CA 02/2014 12/2016
Presidio Capital Management, Llc San Diego CA 01/2020 Present
First Allied Advisory Services, Inc. San Diego CA 10/2016 11/2020
First Allied Securities, Inc. San Diego CA 03/2016 11/2021
Cetera Investment Advisers Llc Schaumburg IL 11/2020 11/2021
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-08-11
S65 Uniform Investment Adviser Law Examination 2015-05-21
  • S63 Uniform Securities Agent State Law Examination
    2016-08-11
  • S65 Uniform Investment Adviser Law Examination
    2015-05-21
Designations

View on SEC IAPD

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