Sean G Carter

Current Employers

Kingstone Capital Partners Texas, Llc

6160 Warren Parkway Suite 100, Frisco, TX 75034 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-07
CO	RA	APPROVED	2026-01-07
TX	RA	APPROVED	2018-01-05

CA RA
APPROVED

Since 2026-01-07
CO RA
APPROVED

Since 2026-01-07
TX RA
APPROVED

Since 2018-01-05

Branch Locations

Littleton, CO • United States

6160 Warren Parkway Suite 100, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mountain Financial	Greenwood Village	CO	02/2013	02/2017
Newport Coast Securities	New York	NY	04/2015	09/2016
Kingstone Capital Partners	Dallas	TX	01/2017	Present
Verity Financial	Littleton	CO	02/2017	Present
Emerson Equity Llc	San Mateo	CA	03/2017	Present

02/2013 → 02/2017

Mountain Financial

Greenwood Village, CO
04/2015 → 09/2016

Newport Coast Securities

New York, NY
01/2017 → Present

Kingstone Capital Partners

Dallas, TX
02/2017 → Present

Verity Financial

Littleton, CO
03/2017 → Present

Emerson Equity Llc

San Mateo, CA

Previous Registrations

2015-04-14 → 2016-09-01

Newport Coast Securities, Inc.

Denver, CO

Denver, CO

Denver, CO
2014-04-04 → 2015-02-20

Regal Investment Advisors Llc

Denver, CO

Kentwood, MI

Other Businesses

INDEPENDENT INSURANCE AGENT WITH VERITY FINANCIAL, NON-INVESTMENT RELATED,2763 W RIVERWALK CIRCLE LITTLETON CO. 80123, INSURANCE SALES, INDEPENDENT AGENT, STARTED 02/2017. I SPEND APPROXIMATELY 20 HOURS A WEEK OF MY TIME, NO TIME DURING MARKET HOURS NAME OF OTHER BUSINESS: KINGSTONE CAPITAL PARTNERS; IS OTHER BUSINESS INVESTMENT RELATED: YES; ADDRESS OF OTHER BUSINESS: DALLAS, ,TEXAS; NATURE OF OTHER BUSINESS: DIRECTOR; ; STATE DATE: 01/2017; APPROXIMATE NUMBER OF HOURS PER MONTH DEVOTED TO OTHER BUSINESS:160 HOURS PER MONTH; NUMBER OF HOURS DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS:150 HOURS PER MONTH; DUTIES RELATING TO OTHER BUSINESS: INVESTMENT ADVISOR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-04
S63	Uniform Securities Agent State Law Examination	2003-12-23

S66 Uniform Combined State Law Examination

2014-04-04
S63 Uniform Securities Agent State Law Examination

2003-12-23

View on SEC IAPD