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317 State Street, Guthrie Center, IA 50115 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-06-21 |
Branch Locations
317 State Street, Guthrie Center, IA 50115 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bowers & Associates, Llc | Flagstaff | AZ | 11/2003 | Present |
| Regal Investment Advisors, Llc | Kentwood | MI | 04/2017 | 11/2017 |
| Virtue Capital Management Llc | Flagstaff | AZ | 10/2015 | 11/2016 |
| Simplicity Wealth, Llc | Holland | MI | 10/2019 | 09/2022 |
| Wealth Watch Advisors | Englewood | CO | 08/2022 | 04/2024 |
| Aegis Wealth Management, Inc. | Guthrie Center | IA | 05/2024 | Present |
| Sgl Financial, Llc | Buffalo Grove | IL | 11/2017 | 07/2019 |
1) Bowers & Associates, LLC; Investment-related; 2410 E. Route 66, Flagstaff, AZ 86004; Insurance Sales; Owner and Managing Member; Start date 11/2003; Approx. 20 hours/month; Approx. 5 hours/month during trading hours; Annuity, life, and health insurance marketing and sales. 2) James Bowers; Investment-related; 2410 E. Route 66, Flagstaff, AZ 86004; Insurance Sales; Licensed Insurance Agent; Start date 11/2003; Approx. 20 hours/month as Owner and Managing Member of Bowers & Associates; Approx. 5 hours/month during trading hours as Owner and Managing Member of Bowers & Associates; Annuity, life, and health insurance marketing and sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-23 |
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