Best Investors Account Sign in

Fumi Suzuki

U.S. Bancorp Advisors, LLC

Walnut Creek, CA

San Francisco, CA

San Jose, CA

Claim This Profile
Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-10-18
TX RA APPROVED_RES 2019-04-08
OH RA APPROVED 2015-02-03
CA RA APPROVED 2012-09-07
OR RA APPROVED 2012-09-06
WA RA APPROVED 2012-09-06
  • AZ RA
    APPROVED
    Since 2021-10-18
  • TX RA
    APPROVED_RES
    Since 2019-04-08
  • OH RA
    APPROVED
    Since 2015-02-03
  • CA RA
    APPROVED
    Since 2012-09-07
  • OR RA
    APPROVED
    Since 2012-09-06
  • WA RA
    APPROVED
    Since 2012-09-06

Branch Locations

200 Pringle Ave, Walnut Creek, CA 94596 • United States

1 California St, San Francisco, CA 94111 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc San Francisco CA 09/2012 Present
Previous Registrations
  • 2011-08-17 → 2012-08-28
    Bancwest Investment Services, Inc.
    Torrance, CA
    Los Angeles, CA
  • 2007-09-27 → 2011-08-18
    U.S. Bancorp Advisors, Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-26
  • S66 Uniform Combined State Law Examination
    2007-09-26
Other Names
  • Fumi Suzuki Macdonald
  • Fumi Suzuki
  • Fumi Suzuki
  • Fumi Suzuki Macdonald

View on SEC IAPD

Other Firms

USCF ADVISERS
BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SAVANT WEALTH MANAGEMENT
ONE CAPITAL MANAGEMENT, LLC
ROCKEFELLER FINANCIAL LLC
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor