Robert E Pyle

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2022-06-30

MN RA
APPROVED

Since 2022-06-30

Branch Locations

222 S 9Th St Ste 1300, Minneapolis, MN 55402 • United States

Frankford, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Securities Inc	Parsippany	NJ	12/2005	Present
Principal Life Insurance Company	Parsippany	NJ	11/2005	Present

12/2005 → Present

Principal Securities Inc

Parsippany, NJ
11/2005 → Present

Principal Life Insurance Company

Parsippany, NJ

Previous Registrations

2004-09-15 → 2005-07-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Other Businesses

PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 222 S 9th Street, Suite 1300, Minneapolis MN 55402, United States DESCRIPTION: Formally designated a bank officer in order to access info and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-14

S66 Uniform Combined State Law Examination

2004-09-14

Other Names

Robert E. Pyle
Robert E. Pyle

View on SEC IAPD