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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-21
CO RA APPROVED 2026-07-15
  • TX RA
    APPROVED_RES
    Since 2026-08-21
  • CO RA
    APPROVED
    Since 2026-07-15

Branch Locations

Denver, CO • United States

14143 Denver West Pkwy Ste 450, Golden, CO 80401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Denver CO 09/2009 Present
Independent Financial Partners Miami FL 08/2010 01/2018
Buddhacast Denver CO 10/2016 Present
Western Wealth Management, Llc Greenwood Village CO 01/2018 02/2022
Western Wealth Management, Llc Golden CO 02/2022 07/2026
Previous Registrations
Other Businesses

1. 11/07/2012: Touchdown Radio - Radio - Not Investment Related - At Reported Business Location(s) - 5% Time Spent - reporting for college football 2. 12/16/2015: Canes Tavern - Business Entity For Tax/Investment Purposes Only - Investment Related - 2768 Day Ave #3 Miami, FL 33133 - Start 10/01/2013 - 4 Hr/Mo; 0 Hour(s) During Securities Trading - Account for investment purposes 3. 12/16/2015: Jonesnation LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 2768 Day Ave #3 Miami, FL 33133 - Start 01/01/2015 - 4 Hr/Mo; 0 Hour(s) During Securities Trading - Brokerage and Advisory Income 4. 10/05/2016: Buddhacast - Outside/W-2 Employment - Not Investment Related - Hard Rock Stadium, Miami, FL - Start 09/03/2016 - 12 Hr/Mo; 0 Hour(s) During Securities Trading - University of Miami Football Pregame Radio Co-Host. 5. 11/16/2017 - Buddhacast, LLC - Not Investment Related - DENVER BRONCOS FOOTBALL CLUB, 13655 E Broncos Pkwy, Englewood, CO 80112 - Other-Broadcasting - Color Analyst - Start Date 11/01/2017 - 6 Hours Per Month/0 During Securities Trading. 6. 6/26/2018 - Western Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/18/2018 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Western Wealth Management, LLC., an independent investment advisor firm. I started this business activity in Jan 2018. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 10/11/2018 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/06/2018 - 2 Hours Per Month/0 Hours During Securities Trading. 8. 10/11/2018 - CUNA Mutual Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/04/2018 - 4 Hours Per Month/1 Hour During Securities Trading. 9. 05/21/2019 - Five Rings Financial - Investment related - At reported business location(s) - Non-Variable Insurance - start date:05/13/2019 - 20 hrs/mo - 1 hr during trading. 10. 10/26/2020 - Pacific Life Insurance Company - Investment Related - 700 Newport Center Drive, Newport Beach, CA 92660-6397 - Non-Variable Insurance - Started 10/01/2020 - 4 Hours Per Month During Securities Trading. 11. 01/31/2022 - Jonesnation LLC Pension Plan - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 01/26/2022 - 1 Hour Per Month/0 Hours During Securities Trading. 12. 02/22/2022 - Camp Gold - Not Investment Related - At Reported Business Location(s) - Other - Business Owner - Investor - Start Date - 01/12/2022 - 1 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-03
  • S66 Uniform Combined State Law Examination
    2003-03-03
Other Names
  • K.C. Jones

View on SEC IAPD

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