Inactive

Phyllis H Carlton

Carlton Advisors, LLC

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Current Employers

Carlton Advisors, Llc

West Linn, OR • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2025-12-05

OR RA
APPROVED

Since 2025-12-05

Branch Locations

West Linn, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Carlton Advisors, Llc	West Linn	OR	08/2005	01/2022
Carlton Advisors, Llc	Lake Oswego	OR	01/2022	Present

08/2005 → 01/2022

Carlton Advisors, Llc

West Linn, OR
01/2022 → Present

Carlton Advisors, Llc

Lake Oswego, OR

Previous Registrations

2017-03-02 → 2022-11-30

Carlton Advisors, Llc

West Linn, OR
2016-01-21 → 2016-12-31

Carlton Advisors, Llc

West Linn, OR
2005-08-30 → 2015-12-31

Carlton Advisors, Llc

West Linn, OR
2000-04-04 → 2003-11-26

Cmc Advisers, Llc

Portland, OR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-27

S65 Uniform Investment Adviser Law Examination

1999-09-27

Designations

View on SEC IAPD

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