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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-20
  • FL RA
    APPROVED
    Since 2026-07-20

Branch Locations

Harmony, FL • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oriental Financial Services San Juan PR 05/2005 04/2017
Aegis Capital Corp San Juan PR 04/2017 02/2018
Nationwide Planning Associates, Inc San Juan PR 02/2018 12/2024
Cetera Investment Services Llc Saint Cloud MN 12/2024 Present
Cetera Investment Advisers Llc St. Cloud FL 12/2024 04/2026
Regions Bank St. Cloud MN 12/2024 04/2026
Kovack Securities, Inc. Fort Lauderdale FL 06/2026 Present
Kovack Advisors, Inc. Fort Lauderdale FL 06/2026 Present
  • 05/2005 → 04/2017
    Oriental Financial Services
    San Juan, PR
  • 04/2017 → 02/2018
    Aegis Capital Corp
    San Juan, PR
  • 02/2018 → 12/2024
    Nationwide Planning Associates, Inc
    San Juan, PR
  • 12/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 12/2024 → 04/2026
    St. Cloud, FL
  • 12/2024 → 04/2026
    Regions Bank
    St. Cloud, MN
  • 06/2026 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 06/2026 → Present
    Fort Lauderdale, FL
Previous Registrations
Other Businesses

1) DBA - KINGBIRD WEALTH ADVISORS, LLC - 6929 CUPSEED LN, HARMONY, FL 34773; INVESTMENT RELATED; SECURITIES, ADVISORY AND INSURANCE AGENCY; MANAGER; 100% OF TIME SPENT. 2) AIKIDO OF CENTRA; FLORIDA, INC. - 6929 CUPSEED LN, HARMONY, FL 34773; NON-INVESTMENT RELATED; MARTIAL ARTS; INSTRUCTOR; 1% OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-13
S63 Uniform Securities Agent State Law Examination 2002-10-04
  • S65 Uniform Investment Adviser Law Examination
    2018-04-13
  • S63 Uniform Securities Agent State Law Examination
    2002-10-04
Other Names
  • Emmanuel Santiago-Perez
  • Emmanuel Santiago

View on SEC IAPD

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