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Lisa Dawn Sharpe

Ameriprise Financial Services, LLC

South Bend, IN

South Bend, IN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-28
IN RA APPROVED 2019-07-11
  • TX RA
    APPROVED_RES
    Since 2025-02-28
  • IN RA
    APPROVED
    Since 2019-07-11

Branch Locations

205 W Jefferson Blvd Ste 502, South Bend, IN 46601 • United States

South Bend, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. South Bend IN 07/2019 03/2020
Unemployed South Bend IN 12/2018 07/2019
Jc Penny Corp. Mishawaka IN 12/2018 12/2018
Unemployed South Bend IN 04/2018 12/2018
Ameriprise Financial Services, Llc South Bend IN 03/2020 Present
1St Source Bank South Bend IN 02/2015 04/2018
Lpl Financial Llc South Bend IN 02/2015 04/2018
  • 07/2019 → 03/2020
    Ameriprise Financial Services, Inc.
    South Bend, IN
  • 12/2018 → 07/2019
    Unemployed
    South Bend, IN
  • 12/2018 → 12/2018
    Jc Penny Corp.
    Mishawaka, IN
  • 04/2018 → 12/2018
    Unemployed
    South Bend, IN
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    South Bend, IN
  • 02/2015 → 04/2018
    1St Source Bank
    South Bend, IN
  • 02/2015 → 04/2018
    Lpl Financial Llc
    South Bend, IN
Previous Registrations
  • 2015-02-24 → 2018-05-07
    Lpl Financial Llc
    South Bend, IN
  • 2012-08-02 → 2013-11-04
    Triad Advisors Llc
    South Bend, IN
    Atlanta, GA
  • 2009-06-09 → 2012-06-20
    Thrivent Investment Management Inc.
    Greenwood, IN
    Soutn Bend, IN
  • 2008-01-30 → 2009-02-11
    Invest Financial Corporation
    Laporte, IN
    Laporte, IN
    Chesterton, IN
    Laporte, IN
    Michigan City, IN
    Laporte, IN
  • 2003-01-15 → 2008-02-20
    Ameriprise Financial Services, Llc
    Mishawaka, IN
    Mishawaka, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-14
  • S66 Uniform Combined State Law Examination
    2003-01-14
Other Names
  • Lisa Dawn Haferkamp

View on SEC IAPD

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