Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-18 |
| KY | RA | APPROVED | 2024-08-14 |
Branch Locations
489 East Main, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Lexington | KY | 06/2009 | 08/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 08/2024 |
| Raymond James & Associates, Inc. | Lexington | KY | 08/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
(1)Name of Business: Midway University Address: 512 E. Stephens Street, Midway, KY, 40347, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member, Executive Member Investment Related: Yes Start Date: 01/01/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a Trustee and sit on the Executive Committee as I chair the Finance Committee, which reviews the quarterly financials and the audits and oversees the Endowment. I recuse myself from investment manager selection, but do provide some interpretation of performance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-10 |
Reach out to this advisor