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John Lawrence Cardone

Morgan Stanley

Middleton, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-23
RI RA APPROVED 2012-10-15
  • TX RA
    APPROVED
    Since 2021-02-23
  • RI RA
    APPROVED
    Since 2012-10-15

Branch Locations

35 Village Road Suite 601, Middleton, MA 01949 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Middleton MA 10/2012 Present
Previous Registrations
  • 2009-06-01 → 2012-10-08
    Morgan Stanley
    Boston, MA
  • 2009-01-22 → 2009-06-01
    Morgan Stanley & Co. Llc
    Boston, MA
  • 2007-12-12 → 2008-06-19
    Morgan Stanley & Co. Llc
    Boston, MA
  • 2006-08-08 → 2007-12-17
    Ubs Financial Services Inc.
    Boston, MA
  • 2006-01-03 → 2006-08-01
    Morgan Stanley Dw Inc.
    Danvers, MA
    Danvers, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-03
S63 Uniform Securities Agent State Law Examination 2003-01-20
S65 Uniform Investment Adviser Law Examination 2002-06-02
  • S66 Uniform Combined State Law Examination
    2005-12-03
  • S63 Uniform Securities Agent State Law Examination
    2003-01-20
  • S65 Uniform Investment Adviser Law Examination
    2002-06-02

View on SEC IAPD

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Other Offices

VITALE & CAPUTO WEALTH MANAGEMENT LLC · MIDDLETON, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Middleton, MA
PARK AVENUE SECURITIES LLC · MIDDLETON, MA
MWA ASSET MANAGEMENT · DANVERS, MA
HEALTHVIEW ASSET MANAGEMENT, INC. · Danvers, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Danvers, MA
GUARDIAN WEALTH ADVISORS, LLC · DANVERS, MA
STONEHEARTH CAPITAL MANAGEMENT · DANVERS, MA

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