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Lloyd Harold Williford

Morgan Stanley

Bowling Green, KY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-04-07
TX RA APPROVED_RES 2023-04-03
  • KY RA
    APPROVED
    Since 2023-04-07
  • TX RA
    APPROVED_RES
    Since 2023-04-03

Branch Locations

563 Hub Boulevard Suite 301, Bowling Green, KY 42103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Bowling Green KY 04/2023 Present
Morgan Stanley Private Bank, N.A New York NY 05/2023 Present
Edward Jones St. Louis MO 06/2002 04/2023
  • 04/2023 → Present
    Morgan Stanley Smith Barney Llc
    Bowling Green, KY
  • 05/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 06/2002 → 04/2023
    St. Louis, MO
Previous Registrations
  • 2007-04-13 → 2023-04-04
    Bowling Green, KY
    Scottsville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-11
S63 Uniform Securities Agent State Law Examination 2002-08-09
  • S66 Uniform Combined State Law Examination
    2007-04-11
  • S63 Uniform Securities Agent State Law Examination
    2002-08-09

View on SEC IAPD

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