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Stephen Rodriguez

J.P. Morgan Securities LLC

Bee Cave, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-23
  • TX RA
    APPROVED
    Since 2021-07-23

Branch Locations

12713 Shops Parkway, Bldg R, Bee Cave, TX 78738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dimensional Fund Advisors Austin TX 11/2014 06/2021
J.P. Morgan Securities Llc Bee Cave TX 06/2021 Present
Jp Morgan Chase Bank, N.A. Bee Cave TX 06/2021 Present
Dfa Securities Llc Austin TX 11/2014 06/2021
  • 11/2014 → 06/2021
    Dimensional Fund Advisors
    Austin, TX
  • 06/2021 → Present
    J.P. Morgan Securities Llc
    Bee Cave, TX
  • 06/2021 → Present
    Jp Morgan Chase Bank, N.A.
    Bee Cave, TX
  • 11/2014 → 06/2021
    Dfa Securities Llc
    Austin, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-18
  • S66 Uniform Combined State Law Examination
    2017-09-18
Other Names
  • Stephen Rodriguez
  • Stephen Robert Rodriguez

View on SEC IAPD

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