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Kate Elizabeth Amdall

Charles Schwab & Co., Inc.

Mountain Brook, AL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-05
AL RA APPROVED 2020-08-28
  • TX RA
    APPROVED_RES
    Since 2021-02-05
  • AL RA
    APPROVED
    Since 2020-08-28

Branch Locations

3000 Cahaba Village Plaza Suite 130, Mountain Brook, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Metairie LA 02/2018 07/2020
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 07/2020
Charles Schwab & Co., Inc. Birmingham AL 08/2020 Present
Charles Schwab Bank Ssb Birmingham AL 08/2020 Present
Scottrade, Inc. Jackson MS 01/2002 02/2018
  • 02/2018 → 07/2020
    Td Ameritrade, Inc.
    Metairie, LA
  • 02/2018 → 07/2020
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 08/2020 → Present
    Charles Schwab & Co., Inc.
    Birmingham, AL
  • 08/2020 → Present
    Charles Schwab Bank Ssb
    Birmingham, AL
  • 01/2002 → 02/2018
    Scottrade, Inc.
    Jackson, MS
Previous Registrations
  • 2018-02-27 → 2020-08-05
    Td Ameritrade, Inc.
    Metairie, LA
  • 2018-02-26 → 2020-08-05
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Metairie, LA
  • 2017-02-03 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-03
S63 Uniform Securities Agent State Law Examination 2002-12-18
  • S66 Uniform Combined State Law Examination
    2017-02-03
  • S63 Uniform Securities Agent State Law Examination
    2002-12-18
Other Names
  • Kate Elizabeth Amdall
  • Kate Amdall

View on SEC IAPD

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