David Brian Arvola

Current Employers

Lockton Investment Advisors, Llc

444 W 47Th Street Suite 900, Kansas City, MO 64112 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2009-03-09

MO RA
APPROVED

Since 2009-03-09

Branch Locations

Three City Place Drive, Suite 900, St Louis, MO 63141 • United States

444 W 47Th Street Suite 900, Kansas City, MO 64112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lockton Companies, Llc	St. Louis	MO	04/2001	Present
Lockton Financial Advisors, Llc	Kansas City	MO	07/2008	Present
Lockton Investment Advisors, Llc	St Louis	MO	11/2008	Present

04/2001 → Present

Lockton Companies, Llc

St. Louis, MO
07/2008 → Present

Lockton Financial Advisors, Llc

Kansas City, MO
11/2008 → Present

Lockton Investment Advisors, Llc

St Louis, MO

Other Businesses

LOCKTON COMPANIES, LLC THREE CITYPLACE DRIVE, SUITE 900, ST LOUIS MO 63141. LOCKTON COMPANIES, LLC IS AN INSURANCE BROKERAGE FIRM. I SPEND BETWEEN 110 AND 115 HOURS PER MONTH IN GENERAL INSURANCE BROKERAGE SERVICES (HEALTH INSURANCE, GROUP LIFE INSURANCE, ETC.) TO CLIENTS. LOCKTON INVESTMENT ADVISORS, LLC; THREE CITYPLACE DRIVE, SUITE 900, ST LOUIS MO 63141. APPROXIMATELY 2 HOURS PER MONTH ARE SPENT PROVIDING INVESTMENT ADVISORY SERVICES THROUGH LOCKTON INVESTMENT ADVISORS, LLC.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-03-06
S63	Uniform Securities Agent State Law Examination	2007-03-30

S65 Uniform Investment Adviser Law Examination

2009-03-06
S63 Uniform Securities Agent State Law Examination

2007-03-30