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Doris T Caramello

Ameriprise Financial Services, LLC

Chula Vista, CA

San Diego, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-07
  • CA RA
    APPROVED
    Since 2026-08-07

Branch Locations

Chula Vista, CA • United States

4655 Executive Dr Ste 300, San Diego, CA 92121-3123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 04/2016 12/2025
Lpl Financial Llc San Diego CA 12/2025 04/2026
Ameriprise Financial Services, Llc Minneapolis MN 07/2026 Present
Unemployed San Diego CA 05/2026 06/2026
Previous Registrations
  • 2025-12-19 → 2026-04-23
    Lpl Financial Llc
    San Diego, CA
    Chula Vista, CA
  • 2016-04-25 → 2025-12-10
    Cuso Financial Services, L.P.
    San Diego, CA
    San Diego, CA
  • 2016-04-25 → 2025-09-04
    Sorrento Pacific Financial, Llc
    San Diego, CA
    San Diego, CA
  • 2014-07-08 → 2015-11-18
    Lpl Financial Llc
    San Diego, CA
  • 2007-06-11 → 2012-11-21
    Lpl Financial Llc
    Fort Mill, SC
    San Diego, CA
    Fort Mill, SC
  • 2006-03-09 → 2007-02-28
    Madison Avenue Advisors, Inc.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-10
  • S66 Uniform Combined State Law Examination
    2006-02-10
Other Names
  • Doris T Caramello
  • Doris Caramello

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