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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-29 |
Branch Locations
28 Mountain Blvd, Warren, NJ 07059 • United States
Virginia Beach, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Norfolk | VA | 10/2005 | 06/2016 |
| Ubs Financial Services Inc. | Norfolk | VA | 06/2016 | 03/2018 |
| Oppenheimer & Co. Inc | Virginia Beach | VA | 03/2018 | 05/2025 |
| Commonwealth Financial Network | Waltham | MA | 05/2025 | Present |
| Tupler Financial, Inc | Warren | NJ | 05/2025 | Present |
WANG JIANG LOU-550 FIRST COLONIAL ROAD, VIRGINIA BEACH, VA 23451. NOT INVESTMENT RELATED. RESTAURANT, START DATE: 10/2/24. APPROX. 10 HOURS PER WEEK, NO HOURS DEVOTED DURING TRADING HOURS. DUTIES INCLUDE SERVING FOOD AND BEVERAGES TO RESTAURANT CUSTOMERS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-21 |
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