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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-09-08
FL RA APPROVED 2011-09-02
  • TX RA
    APPROVED_RES
    Since 2011-09-08
  • FL RA
    APPROVED
    Since 2011-09-02

Branch Locations

Miami, FL • United States

200 S Biscayne Blvd Pbig - Florida Pwm, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 09/2011 Present
Previous Registrations
  • 2009-06-01 → 2011-09-21
    Miami, FL
    Miami, FL
  • 2008-03-20 → 2009-06-01
    Morgan Stanley & Co. Llc
    Miami, FL
    Aventura, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-17
  • S66 Uniform Combined State Law Examination
    2008-03-17

View on SEC IAPD

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