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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-21
FL RA APPROVED 2013-07-22
  • TX RA
    APPROVED_RES
    Since 2019-11-21
  • FL RA
    APPROVED
    Since 2013-07-22

Branch Locations

4200 Sw 152Nd Avenue, Miami, FL 33185 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Coral Gables FL 07/2013 Present
Previous Registrations
  • 2013-07-09 → 2013-07-16
    Avantax Advisory Services
    Miami Beach, FL
  • 2006-06-15 → 2011-06-16
    Td Ameritrade, Inc.
    Coral Gables, FL
  • 2006-06-15 → 2011-06-16
    Td Ameritrade Investment Management, Llc
    Miami, FL
  • 2005-10-11 → 2006-06-06
    Morgan Stanley Dw Inc.
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-07
  • S66 Uniform Combined State Law Examination
    2005-10-07

View on SEC IAPD

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