Sonia Flor Pittman

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2022-07-13
TX	RA	APPROVED	2020-04-23
CA	RA	APPROVED	2019-09-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Las Vegas	NV	08/2012	02/2017
Buckley Wealth Management, Llc	Las Vegas	NV	02/2017	12/2017
Morgan Stanley Smith Barney Llc	Los Angeles	CA	09/2019	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	La Jolla	CA	12/2017	09/2019

08/2012 → 02/2017

Morgan Stanley Smith Barney Llc

Las Vegas, NV
02/2017 → 12/2017

Buckley Wealth Management, Llc

Las Vegas, NV
09/2019 → Present

Morgan Stanley Smith Barney Llc

Los Angeles, CA
12/2017 → 09/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

La Jolla, CA

2017-12-21 → 2019-09-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

La Jolla, CA
2017-02-28 → 2017-12-07

Buckley Wealth

Las Vegas, NV
2013-07-24 → 2017-02-23

Morgan Stanley

Las Vegas, NV
2012-12-21 → 2013-03-12

Morgan Stanley

Las Vegas, NV
2010-06-09 → 2011-01-04

The Investment Counsel Company

Las Vegas, NV

Las Vegas, NV
2008-11-04 → 2010-04-15

Ubs Financial Services Inc.

Henderson, NV

Weehawken, NJ

Henderson, NV
2008-08-18 → 2008-11-05

Morgan Stanley & Co. Llc

Henderson, NV

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-08-16

Other Firms