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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Palmer Square Capital Management, Llc | Fort Worth | TX | 12/2019 | 05/2023 |
| Foreside Fund Services, Llc | Fort Worth | TX | 12/2019 | 05/2023 |
| Franklin Distributors Llc | New York | NY | 07/2023 | Present |
| Alcentra Ny, Llc | New York | NY | 06/2023 | Present |
| Benefit Street Partners, Llc | Fort Worth | TX | 06/2023 | Present |
| Carlson Capital, L.P. | Dallas | TX | 06/2009 | 11/2019 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-02-14 |
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