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1201 N Calvert St, Baltimore, MD 21202-3908 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brown Capital Management, Llc | Baltimore | MD | 02/2019 | Present |
| Alps Distributors, Inc. | Denver | CO | 02/2025 | Present |
| Alps Distributors, Inc. | Denver | CO | 04/2019 | 02/2021 |
| Legg Mason Investor Services, Llc | Baltimore | MD | 02/2016 | 02/2019 |
| Legg Mason & Co Llc | Baltimore | MD | 02/2016 | 02/2019 |
1. BROWN CAPITAL MANAGEMENT LLC, INVESTMENT RELATED, 1201 NORTH CALVERT STREET BALTIMORE MD 21202, INVESTMENT ADVISER, CHIEF COMPLIANCE OFFICER, 02/19/2019, 160 HRS/MON, 130 HRS/MON DURING TRADING, ADMINISTER COMPLIANCE PROGRAM. 2. BIG HIT IDEAS LLC, NOT INVESTMENT RELATED, ADDRESS ON FILE, MANUFACTURING MARKETING AND PROMOTION, 01/15/2020, 20 HRS/MON, 5 HRS/MON DURING TRADING HOURS, OPERATIONS MANUFACTURING SALES AND PROMOTION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-12 |
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