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242 Main Street, Staten Island, NY 10307 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-08-01 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Seattle | WA | 04/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2016 | Present |
| Cetera Investment Advisers Llc | Tacoma | WA | 10/2020 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 10/2020 | Present |
| Columbia | Tacoma | WA | 10/2020 | Present |
1.) JEANETTE RECORDS LLC, 100% OWNER/MANAGER, DIGITAL AND MUSIC RELATED RECORDING AND DISTRIBUTION OF ART INCLUDING AUDIO AND DIGITAL MEDIA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-13 |
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